WENDY BEETLESTONE, District Judge.
Plaintiff Graphic Styles/Styles International LLC ("Graphic Styles") filed this action seeking damages and injunctive relief for Defendants' alleged infringement of its copyrights. Defendants allegedly are residents of Hong Kong, People's Republic of China. In the present Motion, Graphic Styles seeks leave, pursuant to Fed. R.Civ.P. 4(f)(3), to effect service upon Defendants by e-mail and by "Facebook" posting. Because Graphic Styles has failed to demonstrate a need for the Court's assistance in effecting service by alternative means, the Motion will be denied at this time without prejudice.
Graphic Styles attempted multiple times between July and November, 2014 to serve Defendants by international certified mail at the address listed on their website. On each occasion, the return receipt was not signed, but was stamped with a stamp bearing both Defendants' names and the business address. Defendants have not filed a responsive pleading or otherwise entered an appearance in this case. Graphic Styles now asks, pursuant to Federal Rule of Civil Procedure 4(f)(3), for leave to serve Defendants by means of e-mail and Facebook. Rule 4(f)(3) permits service on a foreign defendant "by other means not prohibited by international agreement, as the court orders."
Service on an international defendant is governed in the first instance in this case by the Hague Convention on the Service Abroad of Judicial and Extrajudicial Documents in Civil or Commercial Matters, 20 U.S.T. 361, 658 U.N.T.S. 163 (the "Hague Convention"), reprinted in 28 U.S.C.A. Fed.R.Civ.P. 4 note. Graphic Styles contends that its request is permissible under Article 10(a) of the Hague Convention, which states: "Provided the State of destination does not object, the present Convention shall not interfere with — (a) the freedom to send judicial documents, by postal channels, directly to persons abroad." Graphic Styles reads Article 10(a) to allow it to serve process by international certified mail and extrapolates from there that the Hague Convention "allows for service of process through
However, Graphic Styles conclusion that service by mail is permissible under Article 10(a) is not a universally accepted proposition: It is the subject of a split of opinion among the federal appellate courts.
The countervailing viewpoint stems from a close reading of the Hague Convention which shows that there are no words in Article 10(a) which refer to the concept of service but there are fifteen articles of the treaty as well as Articles 10(b) ("to effect service of judicial documents") and in Article 10(c) (same) that do. The courts that have held service of process by mail impermissible under the Hague Convention have relied on that difference in language usage as indicative that the drafters meant something other than service. Nuovo Pignone, SpA v. STORMAN ASIA M/V, 310 F.3d 374, 383-84 (5th Cir.2002); Bankston v. Toyota Motor Corp., 889 F.2d 172, 173-74 (8th Cir.1989). They have interpreted Article 10(a)'s provision that the treaty did not interfere with the "freedom to send judicial documents, through postal channels" as referring to the ability to send additional judicial documents once service of process had been accomplished by the means established by the treaty. Nuovo Pignone, 310 F.3d at 384; Bankston, 889 F.2d at 174. Contrasted to this analysis is the thought that Article 10(a)'s use of the phrase "the freedom to send judicial documents," when the Convention otherwise uses the term "service" throughout is the result of "`careless drafting.'" Ackermann, 788 F.2d at 839 (quoting 1 B. Ristau, International Judicial Assistance (Civil and Commercial) § 4-28 at 165-67 (1984)).
Neither the Supreme Court nor the Third Circuit has yet to rule on this issue. Absent such binding precedent this Court finds the Fifth and Eighth Circuit's decisions the better reasoned. As the Bankston court noted, "`the starting point for interpreting a statute is the language of the statute itself.... [T]hat language must ordinarily be regarded as conclusive.'" Bankston, 889 F.2d at 174 (quoting Consumer Prod. Safety Comm.'n v. GTE Sylvania, Inc., 447 U.S. 102, 108, 100 S.Ct. 2051, 64 L.Ed.2d 766 (1980)); see also Prestol Espinal v. Attorney General of U.S., 653 F.3d 213, 217 (3d Cir.2011). "In addition, `where a legislative body `includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that [the legislative body] acts intentionally and purposely in the disparate inclusion or exclusion.''" Id. (quoting Russello v. United States, 464 U.S. 16, 23, 104 S.Ct. 296, 78 L.Ed.2d 17 (1983)) (alteration in
Moreover, the Convention sets out in Articles 2 through 6 specific procedures to be followed in serving initial process through a central authority to be specified by each signatory country. It provides for service by way of diplomatic channels in Article 8. Article 19 allows service by any method "permitted by the internal law of the country in which service is made." None of these methods would be necessary if a plaintiff could serve process merely by dropping a summons in the mail instead. See Nuovo Pignone, 310 F.3d at 385 ("It is unlikely that the drafters would have put in place these methods of service requiring the direct participation of government officials, while simultaneously permitting the uncertainties of service by mail.").
Also unconvincing is the argument that "the reference to the freedom to send judicial documents by postal channels directly to persons abroad would be superfluous unless it as related to the sending of such documents for the purpose of service," Ackermann, 788 F.2d at 839 (internal quotations omitted); accord, Bankston, 889 F.2d at 173. "Service of process refers to a formal delivery of documents that is legally sufficient to charge the defendant with notice of a pending action." Volkswagenwerk Aktiengesellschaft v. Schlunk, 486 U.S. 694, 700, 108 S.Ct. 2104, 100 L.Ed.2d 722 (1988). It does not refer to subsequent filings in the same action. Having established a highly formalized methodology to ensure that foreign defendants would have timely, effective notice that an action is pending against them, it appears that the drafters wanted to make clear that the same deliberate, albeit time-consuming, methodology would not also be necessary for subsequent pleadings, once the defendant already had received formal notice of the lawsuit. Making clear that the method of service the Convention created was only required for the initial service of process and not for later "sending of judicial documents" is not superfluous, it is language that appears to be designed to ensure that parties can process with alacrity the many documents they must exchange during litigation.
Given that its signatories acceded to the Hague Convention with the understanding that the treaty required service of process to be made according to Hague Convention procedures, this Court is not prepared to substitute the Convention language for language that is not found therein in favor of a goal of facilitating international service, however tempting that substitution may be given the Court's purpose to secure the just, speedy and inexpensive determination of proceedings that come before it.
In addition to its argument that service by e-mail is authorized by the Hague Convention, which this Court has
Fed.R.Civ.P. 4(f) 1993, Advisory Committee Note.
Graphic Styles has not made any such showing of the need to resort to alternative means of service at this time. Its only attempts at service have been by international certified mail. It has not attempted service pursuant to Hague Convention Article 10(c), which permits "any person interested in a judicial proceeding to effect service of judicial documents directly through the judicial officers, officials or other competent persons of the State of destination."
Graphic Styles filed this case on July 16, 2014. "[A]lthough ... Rule 4(m)'s 120-day
For the forgoing reasons, Graphic Styles Motion is denied without prejudice.